⚖️ SEC issues $225 ,000 penalty to Galois Capital over private fund that invested primarily in crypto.
Galois Capital allegedly failed to comply with regulations relating to the protection of client assets and misled investors
https://www.sec.gov/newsro...
Galois Capital allegedly failed to comply with regulations relating to the protection of client assets and misled investors
https://www.sec.gov/newsro...
7 months ago